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Jonathan Brummer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-01
IL RA APPROVED 2026-05-04
NH RA APPROVED 2026-05-04
TX RA APPROVED 2026-05-04
  • CT RA
    APPROVED
    Since 2026-07-01
  • IL RA
    APPROVED
    Since 2026-05-04
  • NH RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED
    Since 2026-05-04

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company New York NY 07/2012 04/2017
Mml Investors Services, Llc New York NY 11/2012 04/2017
Bank Of America, N.A. Wellesley Hills MA 05/2026 Present
Morgan Stanley New York NY 04/2017 09/2020
Wells Fargo Clearing Services, Llc. Boston MA 09/2020 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-18
  • S66 Uniform Combined State Law Examination
    2010-07-18
Designations
Other Names
  • Jonathan Grant Brummer
  • Jonathan G Brummer

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.
J.D. CAPITAL PARTNERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ARCTARIS IMPACT INVESTORS
FAIRFIELD FINANCIAL ADVISORS

Other Investors

LOURDEZ CORTEZ
LISA VIRGINIA KAUTZ
ROBERT JOSEPH AREANO
THOMAS MAMBRO OKOMO
MELENIE RENA CHARLES
JOSEPH FREDERICK PETTERUTO
JAMES SCOTT TOMODA
ANDRES F CASTANO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley Hills, MA
J.D. CAPITAL PARTNERS LLC · WELLESLEY, MA

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