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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arthur Blick | Princeton | NJ | 12/2013 | Present |
| Northwestern Mutual Investment Services, Llc | Princeton | NJ | 01/2014 | Present |
| Manish Hemant Shah | Princeton | NJ | 01/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2014 | Present |
1). OWNER, JUPITER SERVICES INC., LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-10 |
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