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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-02-14
  • PA RA
    APPROVED
    Since 2017-02-14

Branch Locations

19 S Main St Front Build, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arthur Blick Princeton NJ 12/2013 Present
Northwestern Mutual Investment Services, Llc Princeton NJ 01/2014 Present
Manish Hemant Shah Princeton NJ 01/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2014 Present
  • 12/2013 → Present
    Arthur Blick
    Princeton, NJ
  • 01/2014 → Present
    Princeton, NJ
  • 01/2014 → Present
    Manish Hemant Shah
    Princeton, NJ
  • 06/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1). OWNER, JUPITER SERVICES INC., LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-10
  • S66 Uniform Combined State Law Examination
    2011-09-10
Other Names
  • Christopher Germani

View on SEC IAPD

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