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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-08 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Maplewood | MN | 09/2009 | 02/2018 |
| Td Ameritrade, Inc. | Maplewood | MN | 02/2018 | 06/2023 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 06/2023 |
| Charles Schwab And Co., Inc. | Maplewood | MN | 01/2022 | 06/2023 |
| J.P. Morgan Securities Llc | Stillwater | MN | 07/2023 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Stillwater | MN | 07/2023 | 10/2024 |
| Scottrade Investment Management | Minnesota | MN | 09/2009 | 02/2018 |
| Charles Schwab | Maplewood | MN | 12/2022 | 06/2023 |
| Td Ameritrade Investment | Omaha | NE | 02/2018 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 10/2024 | Present |
DOORDASH, INC; NOT INV RELATED; SAN FRANCISCO, CA; DELIVERY DRIVER; START DATE 06/18/2025; 32 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-24 |
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