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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-04
  • MO RA
    APPROVED
    Since 2023-01-04

Branch Locations

424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Half/Lpl Financial Creve Coeur MO 09/2013 06/2018
Stifel Nicolaus & Co Inc St. Louis MO 03/2019 08/2021
Cross Fit Woldwood MO 01/2021 10/2022
Kevin Dooley Chesterfield MO 11/2022 Present
Northwestern Mutual Investment Services, Llc Chesterfield MO 12/2022 Present
Private Client Services, Llc Creve Coeur MO 06/2018 01/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2023 Present
  • 09/2013 → 06/2018
    Robert Half/Lpl Financial
    Creve Coeur, MO
  • 03/2019 → 08/2021
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 01/2021 → 10/2022
    Cross Fit
    Woldwood, MO
  • 11/2022 → Present
    Kevin Dooley
    Chesterfield, MO
  • 12/2022 → Present
    Chesterfield, MO
  • 06/2018 → 01/2019
    Private Client Services, Llc
    Creve Coeur, MO
  • 01/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-12
S63 Uniform Securities Agent State Law Examination 2010-08-24
  • S66 Uniform Combined State Law Examination
    2019-08-12
  • S63 Uniform Securities Agent State Law Examination
    2010-08-24
Other Names
  • Jacob Stephen Hower
  • Jacob Hower

View on SEC IAPD

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