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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-03 |
Branch Locations
17 Conklin Street 2Nd Floor, Farmingdale, NY 11735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Roslyn | NJ | 09/2009 | 03/2017 |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | 05/2025 |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | 05/2025 |
| Lpl Enterprise | Farmingdale | NY | 06/2025 | Present |
1.05/28/2025 - Legacy Advisors Financial Group - Non-Variable Insurance - Greenvale, NY - INV REL - Start Date 04/10/2010 - 500hrs/MTH 2.05/28/2025 - Legacy Advisors Financial Group - DBA for LPL Business (entity for LPL business) - Greenvale, NY - INV REL - Start Date 04/15/2013 - 900hrs/MTH 3.05/28/2025 - Help America Hear - Non-Profit Board Member - Smithtown, NY - NOT INV REL - Start Date 01/02/2017 - 6hrs/MTH 4.05/28/2025 - Massapequa Coast Little League - Non-Profit Board Member - Massapequa, NY - NOT INV REL - Start Date 03/15/2022 - 24hrs/MTH 5.05/28/2025 - Massapequa Coast Little League - Non-profit volunteer (not on board) - Massapequa, NY - NOT INV REL - Start Date 04/04/2020 - 60hrs/MTH 6.05/28/2025 - IBO - Non-Profit Board Member - Melville, NY - NOT INV REL - Start Date 01/04/2016 - 6hrs/MTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-04-28 |
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