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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-13 |
Branch Locations
500 Bicounty Blvd, Ste. 215N, Farmingdale, NY 11735 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ray Young | Farmingdale | NY | 07/1993 | Present |
| Lpl Financial Llc | Farmingdale | NY | 07/2011 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2011 | Present |
1. 07/25/2011-(HYBRID) PRIVATE ADVISOR GROUP, LLC-REGISTERED INVESTMENT ADVISOR-TIME SPENT 50%-ANNUAL INCOME 300,000 2. 07/25/2011-LIFE, HEALTH & FIXED ANNUITIES 3. 11/16/2022 - RK WEALTH ADVISORS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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