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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
500 Bicounty Blvd, Ste. 215N, Farmingdale, NY 11735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ray Young | Farmingdale | NY | 08/1985 | Present |
| Lpl Financial Llc | Farmingdale | NY | 07/2011 | Present |
| Private Advisor Group, Llc | Farmingdale | NY | 12/2011 | Present |
1. 7/20/2011: NON-VARIABLE INSURANCE - LIFE, HEALTH & FIXED ANNUITIES - 5% OF TIME SPENT - FARMINGDALE, NY. 2. 12/29/2011: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP, LLC - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - 50% OF TIME SPENT. - FARMINGDALE, NY 3. 11/16/2022 - RK WEALTH ADVISORS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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