Jay J Hochfelsen

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2016 → Present
  Skye Legacy Planning Llc
  Melville, NY
• 06/2005 → Present
  Compass Benefit Planning, Llc. Aka Bridge Planning, Llc
  Plainview, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1)INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC, P&C THROUGH COMPASS BENEFIT PLANNING SERVICES, LLC(111 EXPRESS ST. PLAINVIEW NY)FOR 45HRS/WK DURING SECURITIES TRADING & 10HRS/WKND & EVENINGS SINCE 1/1995 2)INDEPENDENT INSURANCE AGENT SELLING DENTAL & GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC, MEDICARE RELATED PRODUCTS THROUGH CUSTOM BROKERAGE SOLUTIONS, LLC(111 EXPRESS ST. PLAINVIEW, NY)FOR 8HRS/WK DURING SECURITIES TRADING & 3HRS/WKND & EVENINGS SINCE 4/2013 3)AS AN ATTORNEY WITH A PRIVATE PRACTICE- RECEIVES REFERRAL FEES FROM OR PAY REFERRAL FEES TO OTHER ATTORNEYS AT BUSINESS & HOME ADDRESS FOR 10HRS/WK DURING SECURITIES TRADING & 5HRS/WKND & EVENINGS SINCE 6/1981 4)NAME OF OTHER BUSINESS: COMPASS BENEFIT PLANNING LLC. AKA BRIDGE PLANNING, LLC INVESTMENT RELATED: YES, ADDRESS: 500 BI COUNTY BLVD, SUITE 465, FARMINGDALE, NY, 11735 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2020, POSITION/TITLE/RELATIONSHIP: PRINCIPAL IN AN INSURANCE BROKERAGE BUSINESS. COMPASS BENEFIT PLANNING LLC. AKA BRIDGE PLANNING, IS INVOLVED IN SHARED COMPENSATION ARRANGEMENTS WITH INTERNAL & EXTERNAL DUALLY LICENSED INSURANCE AGENTS AND BROKERS), APX NUMBER OF HOURS PER WEEK: 55, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: COMPASS BENEFIT PLANNING LLC. AKA BRIDGE PLANNING, IS INVOLVED IN SHARED COMPENSATION ARRANGEMENTS WITH INTERNAL & EXTERNAL DUALLY LICENSED INSURANCE AGENTS AND BROKERS; 5)CUSTOM BROKERAGE SOLUTIONS LLC (111 EXPRESS ST. PLAINVIEW, NY)CEO RECEIVES/PAYS REFERRAL/SERVICING FEE FOR 8HRS/WK DURING SECURITIES TRADING & 3HRS/WKND & EVENINGS SINCE 4/2013 6)JAY J. HOCHFELSEN ATTORNEY AT LAW - ESTATE PLANNING/TRUSTS, GENERAL CORPORATE LAW, PERSONAL INJURY, REAL ESTATE WORKING FROM BUSINESS & HOME ADDRESS FOR 10HRS/WK DURING SECURITIES TRADING & 5HRS/WKND & EVENINGS SINCE 6/1981 7) CUSTOM BROKERAGE SOLUTIONS, LLC , INVESTMENT RELATED, 1800 WEST WHITMAN RD, STE 160, MELVILLE, NY 11747, INSURANCE WHOLESALING, STARTED 5/2015, SALES SUPPORT, APX 5 HOURS PER WEEK, APX 5 HOURS TRADING HOURS, SALES SUPPORT FOR FIXED INSURANCE WHOLESALING. 8) NAME OF OTHER BUSINESS: SKYE LEGACY PLANNING, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FIXED INSURANCE; START DATE: 06/2020; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: GENERAL LEGAL COUNCIL; BRIEF DESCRIPTION OF DUTIES: COMPANY OVERSIGHT AND INSURANCE SALES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-28

Designations