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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-18
NY RA APPROVED 2023-10-13
  • NJ RA
    APPROVED
    Since 2023-10-18
  • NY RA
    APPROVED
    Since 2023-10-13

Branch Locations

500 Bi County Blvd Suite 200E, Farmingdale, NY 11735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashton Stewart And Co New York NY 11/2016 05/2018
Axiom Capital Management New York NY 12/2022 09/2023
Lendindex Llc New York NY 09/2018 03/2019
Ryah Group Inc Brooklyn NY 03/2019 04/2022
Anf Bridge Fund Harare 06/2015 07/2018
Aeonic Ventures Llc Greenlawn NY 06/2018 06/2023
Aeonic Digital Holdings Inc New York NY 05/2022 07/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2023 Present
Northwestern Mutual Investment Services Llc Farmingdale NY 09/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2023 Present
  • 11/2016 → 05/2018
    Ashton Stewart And Co
    New York, NY
  • 12/2022 → 09/2023
    Axiom Capital Management
    New York, NY
  • 09/2018 → 03/2019
    Lendindex Llc
    New York, NY
  • 03/2019 → 04/2022
    Ryah Group Inc
    Brooklyn, NY
  • 06/2015 → 07/2018
    Anf Bridge Fund
    Harare
  • 06/2018 → 06/2023
    Aeonic Ventures Llc
    Greenlawn, NY
  • 05/2022 → 07/2023
    Aeonic Digital Holdings Inc
    New York, NY
  • 09/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2023 → Present
    Farmingdale, NY
  • 11/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. DIRECTOR AND 15% OWNER, MOIETY INC, 18 FROST LANE, GREENLAWN, , NEW YORK, 11740, UNITED STATES OF AMERICA, PRIVATE, START DATE: 10/9/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, STRATEGY, COORDINATION OF PARTNER MEETINGS, BUSINESS PLAN DEVELOPMENT, GENERAL BOOKKEEPING (SHARED); NOT INVESTMENT-RELATED. 2. FOUNDER, SMARTCOPARENT, 18 FROST LANE, GREENLAWN, , NEW YORK, 11740, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/9/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAINTAINING WEBSITE / MOBILE APP/USER INQUIRIES; NOT INVESTMENT-RELATED. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2023-02-06
  • S66 Uniform Combined State Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2023-02-06

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