Neil Anthony Gunter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Valic Financial Advisors, Inc.
  Linthicum, MD
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hunt Valley, MD

Previous Registrations

• 2019-08-21 → 2025-01-24
  Osaic Fa, Inc.
  Fort Wayne, IN
  Hunt Valley, MD
  Vienna, VA
  Hunt Valley, MD
• 2010-05-14 → 2019-08-28
  Valic Financial Advisors, Inc.
  Linthicum Heights, MD

Other Businesses

1) HERITAGE FINANCIAL CONSULTANTS 307 INTERNATIONAL CIRCLE SUITE 390 HUNT VALLEY MD, 21030 VIENNA, VA, 22182 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS ACCIDENT, HEALTH, DISABILITY, FIXED AND INDEXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, LIFE SETTLEMENTS, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 08/30/2019 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-21