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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-07
HI RA APPROVED 2006-04-19
  • TX RA
    APPROVED_RES
    Since 2017-09-07
  • HI RA
    APPROVED
    Since 2006-04-19

Branch Locations

555 South St Suite 107, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 01/2006 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Other Businesses

Business Ownership; RKS Properties LLC; Owner; Rent is charged by the LLC to me personallly.; 555 South St. #107, , Honolulu, HI, 96813; Not Investment-Related; 02/10/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Kalani Falcons Band Boosters; President; 4680 Kalanianaole Highway, , Honolulu, HI, 96821; Not Investment-Related; 07/03/2012; 1 to 9 hours per month; 0 during trading hours / ?Ahahui Koa Anuenue; Director-at-Large; 1337 Lower Campus Rd, , Honolulu, HI, 96822; Not Investment-Related; 09/27/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-18
  • S66 Uniform Combined State Law Examination
    2006-04-18

View on SEC IAPD

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