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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-02-10
TN RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • MS RA
    APPROVED
    Since 2026-02-10
  • TN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

6060 Poplar Ave Ste 450, Memphis, TN 38119 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Memphis TN 09/2009 07/2021
Various Insurance Carriers For W&R Insurance Agencies Memphis TN 12/2009 07/2021
6060 Group Llc Memphis TN 02/2020 07/2021
Lpl Financial Llc Memphis TN 07/2021 Present
  • 09/2009 → 07/2021
    Waddell & Reed, Inc
    Memphis, TN
  • 12/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Memphis, TN
  • 02/2020 → 07/2021
    6060 Group Llc
    Memphis, TN
  • 07/2021 → Present
    Memphis, TN
Previous Registrations
  • 2009-11-16 → 2021-07-21
    Waddell & Reed
    Memphis, TN
    Nashville, TN
    Charleroi, PA
    Memphis, TN
Other Businesses

1) 2/2020 - 6060 Group, LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 2HR / MO / 6060 Poplar Ave., Suite 450, Memphis , TN, 38119 2) 12/2009 - SCOTT POWERS / Non-Variable Insurance / Investment Related / 0HR / MO / Memphis Tennessee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-14
  • S66 Uniform Combined State Law Examination
    2009-11-14
Other Names
  • Scott Powers

View on SEC IAPD

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