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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-05-01 |
| OK | RA | APPROVED | 2023-04-26 |
| TX | RA | APPROVED | 2023-04-26 |
| CO | RA | APPROVED | 2023-03-08 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 08/2009 | 07/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 07/2020 |
| Robinhood Financial, Llc | Denver | CO | 08/2020 | 04/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 12/2022 | Present |
| Thrivent Financial | Appleton | WI | 11/2022 | Present |
| Unemployed | Castle Rock | CO | 07/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-18 |
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