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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-05-01
OK RA APPROVED 2023-04-26
TX RA APPROVED 2023-04-26
CO RA APPROVED 2023-03-08
  • DC RA
    APPROVED
    Since 2023-05-01
  • OK RA
    APPROVED
    Since 2023-04-26
  • TX RA
    APPROVED
    Since 2023-04-26
  • CO RA
    APPROVED
    Since 2023-03-08

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 08/2009 07/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2020
Robinhood Financial, Llc Denver CO 08/2020 04/2022
Thrivent Investment Management Inc Minneapolis MN 12/2022 Present
Thrivent Financial Appleton WI 11/2022 Present
Unemployed Castle Rock CO 07/2022 11/2022
  • 08/2009 → 07/2020
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 07/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2020 → 04/2022
    Robinhood Financial, Llc
    Denver, CO
  • 12/2022 → Present
    Minneapolis, MN
  • 11/2022 → Present
    Thrivent Financial
    Appleton, WI
  • 07/2022 → 11/2022
    Unemployed
    Castle Rock, CO
Previous Registrations
  • 2018-07-13 → 2020-07-22
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-06-08 → 2018-07-13
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-07
S63 Uniform Securities Agent State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2023-03-07
  • S63 Uniform Securities Agent State Law Examination
    2009-11-18
Other Names
  • Michael Raymond Landau
  • Michael R Landau
  • Raymond Landau
  • Mike Landau

View on SEC IAPD

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