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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2012-11-09 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | La Jolla, Ca | CA | 11/2012 | Present |
| City National Bank | La Jolla | CA | 08/2016 | Present |
NAME OF ENTITY: LFG Racing ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Horse Racing START DATE: 09.14.23 CAPACITY: Independent Contractor/Consultant DUTIES: I will be assisting in deciding which horses to purchase a share of. My extensive knowledge in the horse racing world is respected by my friend who owns the S Corporation. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-16 |
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