Nicola V Guerra

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-11-09
MI	RA	APPROVED	2010-05-12
OH	RA	APPROVED	2009-12-04

TX RA
APPROVED

Since 2010-11-09
MI RA
APPROVED

Since 2010-05-12
OH RA
APPROVED

Since 2009-12-04

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Bloomfield Hills	MI	08/2009	Present
Bank Of America, Na	Bloomfield Hills	MI	12/2009	Present

08/2009 → Present

Merrill Lynch

Bloomfield Hills, MI
12/2009 → Present

Bank Of America, Na

Bloomfield Hills, MI

Other Businesses

I*2116352, Entity Type: Fiduciary, Name of OBA: AJ, Address: troy, Michigan, 48098, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/06/2024, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-02

S66 Uniform Combined State Law Examination

2009-12-02

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

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