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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crane & Associates Fullerton CA 12/2005 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2005 → Present
    Crane & Associates
    Fullerton, CA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NOTARY, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, PUBLIC NOTARY, START 10/2006, <1HR.WK (TRADING HOURS), NOTARIZATION OF DOCUMENTS; 2. NAME OF OTHER BUSINESS: DBA CRANE & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING & INVESTMENTS; START DATE: 12/2005; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCIAL SERVICES; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADMIN SUPPORT FOR OUTSIDE RIA ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE SUPPORT ; APX NUMBER OF HOURS PER WEEK: 0-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-5 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS WITH DAILY ADMINISTRATIVE TASKS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2007-07-26
Designations
Other Names
  • Lily Espinoza
  • Liliana Espinoza

View on SEC IAPD

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