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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States
Anaheim, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crane & Associates | Fullerton | CA | 12/2005 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NOTARY, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, PUBLIC NOTARY, START 10/2006, <1HR.WK (TRADING HOURS), NOTARIZATION OF DOCUMENTS; 2. NAME OF OTHER BUSINESS: DBA CRANE & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING & INVESTMENTS; START DATE: 12/2005; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCIAL SERVICES; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADMIN SUPPORT FOR OUTSIDE RIA ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE SUPPORT ; APX NUMBER OF HOURS PER WEEK: 0-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-5 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING CLIENTS WITH DAILY ADMINISTRATIVE TASKS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
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