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Michele M Lau

Ameriprise Financial Services, LLC

Honolulu, HI

Aiea, HI

Kaneohe, HI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-10
HI RA APPROVED 2011-01-05
  • TX RA
    APPROVED_RES
    Since 2017-10-10
  • HI RA
    APPROVED
    Since 2011-01-05

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

98-1247 Kaahumanu St Ste 101, Aiea, HI 96701 • United States

Kaneohe, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 04/2002 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 801 South St BHonolulu, HI 96813, ,; Investment-Related; 03/01/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-03
Other Names
  • Miki Fujimoto
  • Michele M Fujimoto
  • Miki Lau
  • Miki Fujimoto

View on SEC IAPD

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Other Investors

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GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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