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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
MI RA APPROVED 2025-03-19
  • TX RA
    APPROVED
    Since 2025-03-31
  • MI RA
    APPROVED
    Since 2025-03-19

Branch Locations

Bloomfield Hills, MI • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Livonia MI 08/2009 10/2016
J.P. Morgan Securities Llc Bloomfield Hills MI 01/2011 10/2016
Morgan Stanley Farmington Hills MI 11/2016 04/2020
Jpmorgan Chase Bank Na Birmingham MI 04/2020 03/2025
Jpmorgan Securities Llc Birmingham MI 04/2020 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 03/2025 Present
Previous Registrations
Other Businesses

I*: 2249294Name: TEE SET GOLF CLUBInvestment related: NoAddress: BLOOMFIELD, MI 48323Position/Title/Relationship: Board MemberStart Date: 01/18/2025Approximate # of hours: 4 hrs mthlyApproximate # of hours during securities trading hours: 0Briefly describe your duties: ORGANIZATION IS A 501(C)4 SOCIAL GOLF CLUB, AN UNINCORPORATED ENTITY. WE HOST TOURNAMENTS AND RAISE FUNDS FOR SCHOLARSHIPS. I WOULD SERVE AS TREASURER AND CHAIR OF THE BUDGET COMMITTEE. RESPONSIBILITIES INCLUDE COLLECTING MEMBER DUES, REIMBURSEMENT OF MEMBER EXPENESE AND DISTRIBUTING SCHOLARSHIP FUNDS. WE MAINTAIN BALANCES IN ONE DEPOSIT ACCOUNT. THERE ARE NO INVESTMENTS OR ENDOWMENT FUNDS.I*: 2248285Entity Type: CharitableName of OBA: DETROIT FUTURE CITYAddress: Detroit, MI 48202Investment Related: NoPosition, Title, Association: Committee, Board MemberEmployee Start Date: 04/20/2022Number of Hours: Number of Hours during trading: 0Duties: Detroit Future City is a 501(c)3 organization that provides research to inform and guide initiatives, projects, and policies to foster equitable, inclusive, and sustainable growth in Detroit. I am a Board Member and I serve on the Fund Development Committee, tasked with raising funds to support the organization and its initiatives I*4171269 Entity Type: Entity For Profit Name of OBA: POWERED BY RPI LLC Address: Birmingham, Michigan, 48012 Investment Related: No Position, Title, Association: General Partner/Managing Member,Consultant/Independent Contractor Employee Start Date: 03/26/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Consulting business that provides general business and professional development training services for topics including leadership skills, communication, and career development. Developing and delivering training materials and workshops. Materials are non-financial in scope and will not contain any investment advice or financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 2009-09-25
  • S66 Uniform Combined State Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2009-09-25
Other Names
  • Joi L Jordan
  • Joi L Rushing
  • Joi Lynette Rushing

View on SEC IAPD

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