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Jeffrey Wu

Citigroup Global Markets Inc.

Covina, CA

Fountain Valley, CA

Glendora, CA

Rosemead, CA

Walnut, CA

Walnut, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
CA RA APPROVED 2023-01-24
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • CA RA
    APPROVED
    Since 2023-01-24

Branch Locations

Cwm Retail, Sales 200 North Citrus Ave, Covina, CA 91723 • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Cwm Retail, Sales 401 E. Arrow Hwy, Glendora, CA 91740 • United States

Cwm Retail, Sales 9001 Valley Blvd., Rosemead, CA 91770 • United States

Walnut, CA • United States

Walnut, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Temple City CA 09/2008 11/2020
Wells Fargo Advisors Llc Walnut CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Temple City CA 11/2016 11/2020
Cetera Investment Services Llc St Cloud MN 01/2021 12/2022
Googain Inc. Sunnyvale CA 12/2020 01/2021
Ctbc Bank San Gabriel CA 01/2021 12/2022
Cetera Investment Advisers Llc San Gabriel CA 03/2022 12/2022
Citigroup Rosemead CA 01/2023 Present
  • 09/2008 → 11/2020
    Wells Fargo Bank, N.A.
    Temple City, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Walnut, CA
  • 11/2016 → 11/2020
    Wells Fargo Clearing Services, Llc
    Temple City, CA
  • 01/2021 → 12/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2020 → 01/2021
    Googain Inc.
    Sunnyvale, CA
  • 01/2021 → 12/2022
    Ctbc Bank
    San Gabriel, CA
  • 03/2022 → 12/2022
    Cetera Investment Advisers Llc
    San Gabriel, CA
  • 01/2023 → Present
    Citigroup
    Rosemead, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-16
S63 Uniform Securities Agent State Law Examination 2010-08-24
  • S65 Uniform Investment Adviser Law Examination
    2022-03-16
  • S63 Uniform Securities Agent State Law Examination
    2010-08-24
Other Names
  • Jeffrey Chun Fung Wu

View on SEC IAPD

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LPL FINANCIAL LLC · COVINA, CA
OSAIC WEALTH, INC. · COVINA, CA
LPL FINANCIAL LLC · COVINA, CA
PFS INVESTMENTS INC. · COVINA, CA
WELLS FARGO CLEARING SERVICES, LLC · COVINA, CA
LINCOLN INVESTMENT · Covina, CA
J.P. MORGAN SECURITIES LLC · WEST COVINA, CA
VILLAGE GLOBAL MANAGEMENT, L.L.C. · COVINA, CA

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