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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-13 |
Branch Locations
1109 W San Bernardino Rd Suite 250, Covina, CA 91722 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big 5 | Covina | CA | 08/2013 | 07/2017 |
| Mt. Sac | Walnut | CA | 08/2013 | 08/2017 |
| Cominos | West Covina | CA | 02/2014 | 08/2017 |
| Snhu | Covina | CA | 08/2017 | 08/2019 |
| Tm Professionals | Covina | CA | 03/2011 | Present |
| Woodbury Financial Services Inc | Covina | CA | 05/2020 | 01/2024 |
| Osaic Wealth, Inc. | Covina | CA | 01/2024 | Present |
1. MOUTON'S ALL PURPOSE SEASONING POSITION: co owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1109 W. San Bernardino Rd., #250, Covina CA 91722, United States DESCRIPTION: E-commerce seasoning retail 2. RYAN MOUTON POSITION: insurance agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 03/01/2013 ADDRESS: 1109 W. San Bernardino Rd., #250, Covina CA 91722, United States DESCRIPTION: reviewing with life insurance clients 3. TM PROFESSIONALS POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2013 ADDRESS: 1109 W. San Bernardino Rd., #250, Covina CA 91722, United States DESCRIPTION: Admin work
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-25 |
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