Ryan Anthony Gallo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2017-12-06

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2017-12-06

Branch Locations

2777 E Guasti Re, Ste 6, Ontario, CA 91761 • United States

24000 Avila Rd Ste U120, Laguna Niguel, CA 92677 • United States

200 W Center St Promendade, Anaheim, CA 92805 • United States

101 E Valencia Mesa Dr, Fullerton, CA 92835 • United States

435 W Mission Blvd Ste 100, Pomona, CA 91766 • United States

530 S Main St, Ste 100, Orange, CA 92868 • United States

1404 N Azusa Ave, Covina, CA 91722 • United States

16014 Foothill Blvd, Fontana, CA 92335 • United States

10761 Valley Blvd Ste C, El Monte, CA 91731 • United States

15175 Whittier Blvd, Whittier, CA 90603 • United States

Irvine, CA • United States

1835 Newport Blvd Ste D152, Costa Mesa, CA 92627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	10/2008	10/2017
Lpl Financial Llc	Whittier	CA	10/2017	Present
Credit Union Of Southern California	Whittier	CA	11/2017	Present

10/2008 → 10/2017

Cuso Financial Services, Lp

San Diego, CA
10/2017 → Present

Lpl Financial Llc

Whittier, CA
11/2017 → Present

Credit Union Of Southern California

Whittier, CA

Previous Registrations

2008-10-20 → 2017-12-05

Cuso Financial Services, L.P.

Commerce, CA

Pico Rivera, CA

El Monte, CA

Whittier, CA

San Diego, CA

Placentia, CA

Fullerton, CA

Pomona, CA

La Habra, CA

Garden Grove, CA

Alhambra, CA

City Of Industry, CA

Covina, CA

Brea, CA
2006-08-01 → 2008-05-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA

Other Businesses

1. 10/25/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name SoCal Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 12/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 12/17/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pacific Summit Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 20 Hours Per Month/ During Securities Trading.