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Dana Christopher Go

LPl Financial LLC

Covina, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-06
  • CA RA
    APPROVED
    Since 2022-05-06

Branch Locations

1404 N Azusa Avenue, Covina, CA 91722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Credit Union Los Angeles CA 06/2015 06/2017
Lpl Financial Llc Los Angeles CA 06/2015 09/2016
Cuso Financial Services, Lp San Diego CA 10/2016 06/2017
Securities America, Inc. Hollywood CA 04/2018 02/2022
Securities America Advisors Hollywood CA 04/2018 02/2022
Unemployed Monterey CA 06/2017 04/2018
Credit Union Of Southern California Covina CA 04/2022 Present
Lpl Financial Llc Covina CA 05/2022 Present
  • 06/2015 → 06/2017
    California Credit Union
    Los Angeles, CA
  • 06/2015 → 09/2016
    Los Angeles, CA
  • 10/2016 → 06/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2018 → 02/2022
    Securities America, Inc.
    Hollywood, CA
  • 04/2018 → 02/2022
    Securities America Advisors
    Hollywood, CA
  • 06/2017 → 04/2018
    Unemployed
    Monterey, CA
  • 04/2022 → Present
    Credit Union Of Southern California
    Covina, CA
  • 05/2022 → Present
    Covina, CA
Previous Registrations
  • 2018-04-06 → 2022-02-07
    Securities America Advisors, Inc.
    Hollywood, CA
  • 2016-10-03 → 2017-06-26
    Cuso Financial Services, L.P.
    Los Angeles, CA
    North Hollywood, CA
    Los Angeles, CA
    North Hollywood, CA
    Downey, CA
    Pasadena, CA
    San Diego, CA
    Los Angeles, CA
    Downey, CA
    Pasadena, CA
  • 2015-06-09 → 2016-10-07
    Los Angeles, CA
    Pasadena, CA
    North Hollywood, CA
  • 2009-05-11 → 2015-06-08
    Invest Financial Corporation
    Burbank, CA
    Pasadena, CA
  • 2006-12-05 → 2008-11-07
    Columbus, OH
  • 2006-11-20 → 2006-12-05
    Nationwide Investment Services Corporation
    Northridge, CA
    Dublin, OH
  • 2003-10-27 → 2006-10-27
    Wamu Investments, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2001-05-15 → 2003-08-18
    Wells Fargo Investments, Llc
    Alhambra, CA
Other Businesses

1)05/05/2022 - SoCal Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-22
S63 Uniform Securities Agent State Law Examination 1998-12-04
  • S65 Uniform Investment Adviser Law Examination
    1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-12-04

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