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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
1171 W San Bernardino Rd Ste C, Covina, CA 91722 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Rancho Cucamonga | CA | 10/2014 | 06/2024 |
| Wfgia | Rancho Cucamonga | CA | 08/2014 | Present |
| Notary Public | Covina | CA | 04/2009 | 03/2023 |
| Rental Property | Pomona | CA | 12/2019 | Present |
| Lochytocker Inc | Covina | CA | 05/2023 | Present |
| "Over 100 First Samoan Words" Book | Covina | CA | 02/2022 | Present |
| Lpl Financial | Covina | CA | 06/2024 | Present |
1- 04/2024 / "Over 100 First Samoan Words" book / Other - Author / Non Investment Related / start date 05/02/2022 2- 04/2024 / LOCHYTOCKER INC / Other - Business Owner / Non Investment Related / 30 hrs mnth / start date 05/12/2023 3- 04/2024 / REAL ESTATE RENTAL / INVESTMENT RELATED / 2 HRS MNTH / 2 HRS DURING TRADING / START DATE 05/01/2004
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-02 |
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