Matthew David Koth

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2019-06-07
TX	RA	APPROVED	2019-06-07

CO RA
APPROVED

Since 2019-06-07
TX RA
APPROVED

Since 2019-06-07

Branch Locations

4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boulder	CO	02/2016	06/2019
Bank Of America, N.A.	Boulder	CO	04/2016	06/2019
Raymond James & Associates	Denver	CO	06/2019	Present
Westminster Soccer Club	Westminster	CO	08/2024	Present

02/2016 → 06/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO
04/2016 → 06/2019

Bank Of America, N.A.

Boulder, CO
06/2019 → Present

Raymond James & Associates

Denver, CO
08/2024 → Present

Westminster Soccer Club

Westminster, CO

Previous Registrations

2016-03-07 → 2019-06-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO
2012-10-01 → 2014-04-21

J.P. Morgan Securities Llc

Louisville, CO

Westminster, CO

Lafayette, CO

Milwaukee, WI

Milwaukee, WI
2010-06-14 → 2012-10-01

Chase Investment Services Corp.

Boulder, CO

Lafayette, CO

Lafayette, CO

Lafayette, CO

Westminster, CO

Boulder, CO

Louisville, CO

Louisville, CO
2009-11-27 → 2010-02-01

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-20

S66 Uniform Combined State Law Examination

2009-11-20

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS

ALPINE QUANTITATIVE MANAGEMENT, LLC

CETERA INVESTMENT ADVISERS LLC

DREAM U.S. MANAGER LLC

KSL CAPITAL PARTNERS

CIBC PRIVATE WEALTH ADVISORS, INC.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

TRISHA RENEA MINGO

Nicholas Dean Phillips

STEVEN SEARES MURRAY

ANGELA LEACH PIZZICHINI

TANISHA MARIE SIMON

BRET ALLEN ROBERTS

NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO

ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO

MORGAN STANLEY · Denver, CO

CETERA INVESTMENT ADVISERS LLC · DENVER, CO

DREAM U.S. MANAGER LLC · DENVER, CO

KSL CAPITAL PARTNERS · DENVER, CO

CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

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