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Stephanie Kathleen-Weems Baker

Mml Investors Services, LLC

Minneapolis, MN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-04
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Minneapolis MN 08/2011 Present
Mml Investors Services, Llc Minneapolis MN 08/2011 Present
Minnesota Vikings Eden Prairie MN 04/2001 03/2020
  • 08/2011 → Present
    Mass Mutual Life Insurance Company
    Minneapolis, MN
  • 08/2011 → Present
    Mml Investors Services, Llc
    Minneapolis, MN
  • 04/2001 → 03/2020
    Minnesota Vikings
    Eden Prairie, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-12-15
  • S63 Uniform Securities Agent State Law Examination
    2011-12-15
Other Names
  • Stephanie Weems Baker

View on SEC IAPD

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