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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-09
KS RA APPROVED 2011-03-07
  • TX RA
    APPROVED_RES
    Since 2018-08-09
  • KS RA
    APPROVED
    Since 2011-03-07

Branch Locations

1319 Wakarusa Dr Ste B, Lawrence, KS 66049 • United States

Lawrence, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawrence KS 07/2009 03/2020
Ameriprise Financial Services, Llc Lawrence KS 03/2020 Present
Other Businesses

Outside Employment; Cary and Associates; Financial Advisor - I meet with clients and help with service issues as well as produce all the financial plans for the office. I also work on marketing for the office and getting approval for all advertising. I place trades for clients for the states I am licensed in. I run all reprojections for insurance as well as term quotes. I also was in charge of designing and decorating the new office.; I am employed by an Ameriprise Franchise Advisor; 1319 Wakarusa Drive, Suite B, , Lawrence, KS, 66049; Not Investment-Related; 09/01/2009; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-29
  • S66 Uniform Combined State Law Examination
    2010-04-29
Other Names
  • Tricia Maureen Lane
  • Trish Maureen Lane
  • Tricia Maureen Larue
  • Trish Maureen Larue
  • Patricia Maureen La Rue

View on SEC IAPD

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