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Laurie Beth Klaphake

Morgan Stanley

Minneapolis, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-11
MN RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2015-09-11
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Minneapolis MN 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-29
  • S66 Uniform Combined State Law Examination
    2007-03-29
Other Names
  • Laurie Beth Carlson
  • Laurie Beth Wewers
  • Laurie Beth Wewers
  • Laurie Beth Holmberg

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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