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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Huntsville | AL | 07/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 11/2016 | 07/2017 |
| Ubs Financial Services Inc | Huntsville | AL | 07/2017 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 02/2026 | Present |
N/A / 116 Jefferson St, Ste 100 Huntsville,AL / Other/ Notary Public Public Services / None, simply disclosing that I am now a Notary Public for our office / Other / Notary Public / Notarize documents for clients / Start Date 8/7/18
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-04 |
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