Samuel E. Zimmerman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-02-24
CT	RA	APPROVED	2017-03-06

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-02-24
CT RA
APPROVED

Since 2017-03-06

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Niskayuna	NY	08/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2009 → Present

Morgan Stanley Smith Barney

Niskayuna, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1.GLOVERSVILLE HIGH SCHOOL, CLASS REUNION ACCOUNT; MANAGING ACCOUNT/COLLECTING DUES; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- .1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-26
S66	Uniform Combined State Law Examination	2009-10-15

S65 Uniform Investment Adviser Law Examination

2017-06-26
S66 Uniform Combined State Law Examination

2009-10-15

Other Names

Sam Zimmerman

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews