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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| IL | RA | APPROVED | 2022-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Elgin | IL | 04/2014 | 06/2022 |
| Jpmorgan Securities, Llc | Elgin | IL | 04/2014 | 06/2022 |
| Jpmorgan Chase Bank, N.A. | Elgin | IL | 07/2022 | Present |
| J.P. Morgan Securities Llc | Elgin | IL | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-02 |
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