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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-11-14 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
Maplewood, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Appleton | WI | 11/2014 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2014 | Present |
NATIONAL SOCIETY OF COMPLIANCE PROFESSIONALS POSITION: Board Of Directors NATURE: The National Society of Compliance Professionals ("NSCP") is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 11/08/2021 ADDRESS: 1120 20th Street Northwest, Suite 750, Washington DC 20036, United States DESCRIPTION: As a member of the board of directors, I will be part of the group that (1) oversee the direction of the affairs of NSCP and its committees; (2) determine policies and changes therein; (3) adopts policies and procedures for the conduct of NSCP; and (4) supervises the disbursement of its funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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