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John Alan Dunkel

Charles Schwab & Co., Inc.

Prescott, AZ

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-30
TX RA APPROVED_RES 2019-01-04
CA RA APPROVED 2018-01-02
  • AZ RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2018-01-02

Branch Locations

1745 Rustic Timbers Ln Suite C, Prescott, AZ 86303 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Prescott AZ 05/2011 Present
Charles Schwab Bank Prescott AZ 05/2011 Present
Other Businesses

1) FIRST SOUTHERN BAPTIST CHURCH OF PRESCOTT DBA WILLOW HILLS BAPTIST CHURCH | Investment Related:No|1071 MOGOLLON RD|PRESCOTT|AZ|86301|USA|Nonprofit Charitable Organizations|OPERATIONS COMMITTE MEMBER|9/1/2025|Less than 20|0|ONE OF 8 VOTING COMMITTEE MEMBERS,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-21
S63 Uniform Securities Agent State Law Examination 2009-08-19
  • S66 Uniform Combined State Law Examination
    2011-07-21
  • S63 Uniform Securities Agent State Law Examination
    2009-08-19
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · PRESCOTT, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Prescott, AZ
WRIGHT WEALTH MANAGEMENT GROUP · PRESCOTT, AZ
THE MONEY AND VALUES GROUP · PRESCOTT, AZ
LPL FINANCIAL LLC · PRESCOTT, AZ
PURE FINANCIAL ADVISORS, LLC · Prescott, AZ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Prescott, AZ
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