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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| WV | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Security Agency, Inc. | Bridgeport | WV | 06/2009 | 12/2023 |
| Voya Financial Advisors | Bridgeport | WV | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Fiest Financial, Llc | Bridgeport | WY | 11/2023 | Present |
1. NAME OF ENTITY: Independent Insurance Agent; Yes; 139 W MAIN ST; Bridgeport; WV; 26330; Fixed Insurance Sales; Independent Insurance Agent; 8/12/2010; 160; 160; Sales of fixed insurance 2. NAME OF ENTITY:USA II, Inc.; No; 139 W Main Street; Bridgeport; WV; 26330; Corporation; President; 4/15/2021; 1; 1; Perform duties as officer of corporation. Hire business support, office management, and day to day operations for investment side of the business 3. NAME OF OTHER BUSINESS: ASSOCIATED BUSINESS OF BRIDGEPORT; INVESTMENT RELATED: NO; ADDRESS: BRIDGEPORT, WV 26330 ; NATURE OF BUSINESS: CIVIC/COMMUNITY ASSOCIATION; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, PROVIDE GUIDANCE, ORGANIZE ANNUAL EVENTS; 4. NAME OF OTHER BUSINESS: FIEST FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-25 |
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