Randall Ernest Kerns

Current Employers

Employment History

• 12/1989 → Present
  The O.N. Equity Sales Company
  Bridgeport, WV
• 04/1990 → Present
  Usa Iii Ltd Dba United Security Agency
  Bridgeport, WV
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-09-02 → 2021-06-09
  Voya Financial Advisors, Inc.
  Pittsburgh, PA
  Bridgeport, WV
  Huntington, WV
  Parkersburg, WV
  Fairmont, WV
  Grafton, WV
  Morgantown, WV
  Ellicott City, MD
  Pittsburgh, PA
  Windsor, CT
  Richboro, PA
• 2001-08-30 → 2002-05-20
  On Investment Management Co
  Bridgeport, WV

Other Businesses

1. NAME OF ENTITY: Windsock Aviation LLC; No; 644 RIVERDELL DRIVE; BRIDGEPORT; WV; 26330; aircraft ownership; owner; 1/1/1994; 1; 1; company used for personal aircraft ownership 2. NAME OF ENTITY:USA III LTD dba United Security Agency; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; insurance agency; owner; 4/1/1990; 120; 120; president--responsible for management and day to day operations 3. NAME OF ENTITY:M&K REAL ESTATE, LLC; No; 139 W MAIN ST; BRIDGEPORT; WV; 26330; REAL ESTATE; MEMBER/CO-OWNER; 5/12/2016; 1; 1; PROPERTY MANAGEMENT. 4. NAME OF ENTITY: United Security Agency DBA Bond Insurance Agency; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; Financial Services / DBA; President; 7/1/2015; 160; 160; Sale of fixed insurance product and seucurities products. 5. NAME OF ENTITY:RANDALL KERNS-RENTAL PROPERTIES; No; 139 W MAIN ST; BRIDGEPORT; WV; 26330; RENTAL PROPERTIES; OWNER; 1/1/1986; 5; 0; MAINTAIN PROPERTIES, COLLECT RENT 6. NAME OF ENTITY:USA IV LTD dba United Security Agency; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; insurance agency; owner; 8/1/2004; 120; 120; president--responsible for management and day to day operations 7. NAME OF ENTITY:K&M Financial, LLC.; Yes; 128 KENTUCKY AVE; LEXINGTON; KY; 40502; PROPERTY & CASUALTY INSURANCE AGENCY; Part Owner; 12/3/2014; 20; 10; SALE AND SERVICE INSURANCE PRODUCTS 8. NAME OF ENTITY: The North Central West Virginia Regional Airport; No; 2000 AVIATION WAY; BRIDGEPORT; WV; 26330; airport; baord member; 9/1/2001; 4; 4; member of board of directors, attend monthly meetings 9.NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; fixed insurance sales; Independent Insurance Agent; 6/9/2009; 48; 48; sales of fixed insurance products 10. NAME OF ENTITY:UNITED SECURITY AGENCY; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; insurance agency; owner; 1/1/1984; 120; 120; president--responsible for management and day to day operations 11. NAME OF ENTITY:USA II,INC; No; 139 W MAIN ST; BRIDGEPORT; WV; 26330; S-CORP; PRESIDENT; 2/24/2017; 0; 0; S-CORP FOR TAX PURPOSE ONLY. 12. NAME OF OTHER BUSINESS: FIEST FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 13. NAME OF OTHER BUSINESS: KERNS PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-04
• S63 Uniform Securities Agent State Law Examination
  1987-05-12