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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-10 |
| WV | RA | APPROVED | 2026-02-05 |
Branch Locations
170 Thompson Drive Suite 101, Bridgeport, WV 26330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clarksburg | WV | 01/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bridgeport | WV | 03/2020 | 01/2026 |
| Lpl Financial Llc | Bridgeport | WV | 01/2026 | 02/2026 |
| Ameriprise Financial Services, Llc | Bridgeport | WV | 02/2026 | Present |
| Lpl Financial | San Diego | CA | 01/2026 | 02/2026 |
Business Ownership; ABQ Management LLC; Owner; Manage Ameriprise Business; 170 Thompson Dr, , Bridgeport, WV, 26330; Investment-Related; 01/24/2024; 60 hours per month; 1 to 9 during trading hours. Outside Employment; ABQ Management LLC; Owner; Manage advisory business; 170 Thompson Dr, , Bridgeport, WV, 26330; Investment-Related; 04/15/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-15 |
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