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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Bridgeport | WV | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Bridgeport | WV | 11/2023 | Present |
1) FIXED INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2006 ADDRESS: 789 Twin Oaks Dr., Bridgeport WV 26330, United States; DESCRIPTION: Have written a few health insurance policies as well as a few life insurance policies. 2) NOTRE DAME HIGH SCHOOL POSITION: Coach NATURE: Private High School INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 127 E. Pike St, Clarksburg WV 26301, United States DESCRIPTION: I am a high school tennis coach. 3) CYNTHIA M IQUINTO POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2022 ADDRESS: 414 Fountain View Dr, Morgantown WV 26505, United States DESCRIPTION: Manage property including payment of mortgage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-19 |
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