Frederic Robert Steele

Current Employers

Employment History

• 02/2010 → 12/2023
  United Security Agency Inc
  Bridgeport, WV
• 09/2014 → 06/2021
  Voya Financial Advisors
  Bridgeport, WV
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-03-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Huntington, WV
  Parkersburg, WV
  Fairmont, WV
  Grafton, WV
  Morgantown, WV
  Bridgeport, WV
  Pittsburgh, PA
  Ellicott City, MD
  Pittsburgh, PA
  Windsor, CT
  Richboro, PA
• 2009-06-01 → 2010-02-24
  Morgan Stanley
  Bridgeport, WV
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bridgeport, WV
• 2001-04-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bridgeport, WV
  Bridgeport, WV

Other Businesses

1. NAME OF ENTITY: Independent Insurance Agent; Yes; 139 W MAIN ST; BRIDGEPORT; WV; 26330; Fixed Insurance Sales; Independent Insurance Agent; 2/22/2010; 160; 160; Sales of fixed insurance products; 2. NAME OF ENTITY:FREDERIC STEELE- NOTARY PUBLIC; No; 139 WEST MAIN ST; BRIDGEPORT; WV; 26330; NOTARY PUBLIC; NOTARY PUBLIC; 5/17/2017; 0; 0; NOTARIZE DOCUMENTS; 3. NAME OF OTHER BUSINESS: FIEST FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-28
• S63 Uniform Securities Agent State Law Examination
  1997-12-17

Other Names

• Rob Steele
• Frederic Robert Steele
• Frederic Robert Steele Ii