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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-01 |
| TX | RA | APPROVED | 2020-09-01 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
Chula Vista, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Securities, Llc | San Diego | CA | 09/2011 | 10/2020 |
| Rjl Wealth Management, Llc | San Diego | CA | 08/2012 | Present |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SAN DIEGO, CA 2. 04/01/2019 - ASSISTANT FOOTBALL COACH/ OTHER - COACH/ NOT INVESTMENT RELATED/ 5%/ CHULA VISTA, CA 3. 11/21/2022 - Metro Realty Advisors - Investment Related - Home Based - Mortgage/Real Estate Services - Start Date: 11/01/2022 - 20 Hours Per Month/0 Hours During Securities Trading - I will be working in Residential real estate working with buyer and sellers. 4. 2/17/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/15/2023 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-09 |
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