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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 10/2009 | 12/2019 |
| Ubs Financial Services, Inc. | Oklahoma City | OK | 12/2019 | 06/2023 |
| Morgan Stanley Smith Barney Llc | Oklahoma City | OK | 06/2016 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2023 | Present |
Rock N Roll Imports / Beverage / Santa Monica, CA / Start 23-May-2017 / Silent Owner of .75% / 0 Hours Devoted Monthly / 0 During Trading Hours / No responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-24 |
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