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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-19 |
Branch Locations
5001 California Ave Suite 105, Bakersfield, CA 93309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Bakersfield | CA | 01/2015 | Present |
| Mml Investors Services, Llc | Bakersfield | CA | 04/2016 | Present |
NAME: SON LE INV REL: Y ADD: 5001 CALIFORNIA AVE #105 BAKERSFIELD CA 93309 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES START DATE: 06/01/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (2) NAME: UBER INV REL: N ADD: 1455 MARKET ST # 400 SAN FRANCISCO CA 94103 NATURE: UBERING POSITION: UBER DRIVER START DATE: 2/12/2025 NO. HR/MO: 100 NO. HR/MO DURING SEC TRADING: 0 DUTIES: DRIVING PEOPLE AROUND
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-31 |
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