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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-10 |
| CO | RA | APPROVED | 2017-01-20 |
Branch Locations
102 North Cascade Suite 350, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Colorado Springs | CO | 12/2010 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2017 |
| Raymond James & Associates, Inc. | Colorado Springs | CO | 01/2017 | Present |
(1) Name of Business: Andrew J. Schultz, LLC Address: 9577 Pancake Rocks Trl, Colorado Springs, CO, 80924, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Controlling, sole member, of LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-07 |
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