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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Syracuse, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Cicero NY 11/2014 08/2021
The Prudential Insurance Company Of America Cicero NY 11/2014 08/2021
United Planners Financial Services Scottsdale AZ 08/2021 Present
Thomas Militello Syracuse NY 11/2009 Present
  • 11/2014 → 08/2021
    Cicero, NY
  • 11/2014 → 08/2021
    The Prudential Insurance Company Of America
    Cicero, NY
  • 08/2021 → Present
    United Planners Financial Services
    Scottsdale, AZ
  • 11/2009 → Present
    Thomas Militello
    Syracuse, NY
Previous Registrations
Other Businesses

1.) ADIRONDACK INVESTMENT STRATEGIES - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - SYRACUSE, NY - SINCE 08/2021 - INVESTMENT RELATED 2.) THOMAS MILITELLO - INSURANCE AGENT - NON-VARIABLE INSURANCE - SYRACUSE, NY - SINCE 11/2009 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-04
  • S66 Uniform Combined State Law Examination
    2009-09-04

View on SEC IAPD

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