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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-23
  • NY RA
    APPROVED
    Since 2021-06-23

Branch Locations

11 Sunset Drive, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Latham NY 03/2016 09/2019
Raymond James Financial Services, Inc Latham NY 09/2019 Present
Raymond James Financial Services Advisors, Inc Latham NY 09/2019 Present
The Kelton Financial Group Latham NY 09/2019 Present
  • 03/2016 → 09/2019
    Northwestern Mutual
    Latham, NY
  • 09/2019 → Present
    Raymond James Financial Services, Inc
    Latham, NY
  • 09/2019 → Present
    Latham, NY
  • 09/2019 → Present
    The Kelton Financial Group
    Latham, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-03
  • S63 Uniform Securities Agent State Law Examination
    2013-06-03
Designations
Other Names
  • Christopher Shaver

View on SEC IAPD

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