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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2009 Present
St John'S University Alumni Board Collegeville MN 04/2009 Present
Northwestern Mutual Investment Services, Llc Edina MN 09/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2009 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2009 → Present
    St John'S University Alumni Board
    Collegeville, MN
  • 09/2010 → Present
    Edina, MN
  • 12/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 80% OWNER, SPAABACHER LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, , LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3. OWNER, CORD81, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 4. OWNER, SPAANEM ENTERPRISES LLC, LEGAL ENTITY, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. JOHNNIE ATHLETES, VOLUNTEER LIAISON, 2850 ABBEY PLZ, COLLEGEVILLE, , MINNESOTA, 56321, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 12/05/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-10-01
  • S63 Uniform Securities Agent State Law Examination
    2009-10-01
Designations
Other Names
  • Andrew F Spaanem

View on SEC IAPD

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