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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-17
TX RA APPROVED 2023-04-10
CO RA APPROVED 2022-06-10
MD RA APPROVED 2022-06-10
  • FL RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED
    Since 2023-04-10
  • CO RA
    APPROVED
    Since 2022-06-10
  • MD RA
    APPROVED
    Since 2022-06-10

Branch Locations

15 E. Main Street Suite 218, Westminster, MD 21157 • United States

3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Distributors Llc Denver CO 07/2011 08/2021
Janus Management Holdings Corp Denver CO 07/2011 08/2021
Janney Montgomery Scott Llc Westminster MD 02/2022 08/2022
Unemployed Broomfield CO 08/2021 01/2022
Janney Montgomery Scott Llc Westminster MD 08/2022 04/2023
Janney Montgomery Scott Llc Westminster MD 04/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-31
S63 Uniform Securities Agent State Law Examination 2011-10-10
  • S65 Uniform Investment Adviser Law Examination
    2022-05-31
  • S63 Uniform Securities Agent State Law Examination
    2011-10-10
Designations

View on SEC IAPD

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