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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-20 |
| TX | RA | APPROVED | 2017-07-20 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | San Diego | CA | 01/2015 | 07/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 07/2017 |
| Mml Investors Services, Llc | San Diego | CA | 03/2017 | 07/2017 |
| Ameriprise Financial Services Inc | San Diego | CA | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
Independent Insurance Brokering; The Standard of Oregon; 01/01/2012; Disability Income / Standard of Oregon; 11/10/2009; / Unum; 10/03/2016; / Protective; 02/09/2016; / Principal; 03/21/2011; / United of Omaha; 05/26/2016; / Transamerica; 01/28/2010; . Other Business Activities; ABC Liquor License; Husband runs business I am just on liquor license. He sells food and alcohol on a fishing boat.; 1717 Quivara RoadSan Diego, CA 92107, ,; ; 07/08/2015; 0 hours per month; 0 during trading hours / Karrpow Galley LLC; My husband runs a fishing boat and owns the Galley. It is now owned by an LLC. I am not a member of the LLC, but our Family Trust owns the LLC and I am a Trustee of the family Trust; 4692 Maple Ave La Mesa CA 91942, ,; ; 10/18/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
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