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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-12 |
| HI | RA | APPROVED | 2014-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 02/2014 | Present |
| Bank Of America, N.A. | Honolulu | HI | 07/2014 | Present |
I*107440For profit or not for profit: Non-Profit OrganizationName of outside business organization: Access TennisInvestment related: NAddress of business:Honolulu, Hawaii 96815Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 8/22/2018Number of hours devoted: 5 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: I was asked to join the Access tennis board, that focus on giving unpriviledge children money to be able to buy equipment to play tennis. Also supports the development of young tennis player by awarding grants to travel and play tennis I*113915For profit or not for profit: Non-Profit OrganizationName of outside business organization: Hawaii Opera TheatreInvestment related: NoAddress of business: Honolulu, Hawaii 96813Position, title, association: Committee MemberStart date of relationship: 5/1/2018Number of hours devoted: 5 hours QuarterlyNumber of hours devoted during trading hours: 0Duties: Responsibilities are to chair the investment committee, run quarterly meetings, and report to the board the decision of the committee for approval. I*1652273Name of OBA: Rental Property 1Address: Honolulu, HawaiiInvestment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date:12/01/2023No Hours:0No Hours during trading:0 Duties: Co-owner with other family membersName of the other businessInvestment-related: NoAddress of the other businessYour position: TrusteeStart date of your relationship8/10/2023Approximate number of hours/month you devote to the other business: 6 hrsNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Trustee I*396172Entity Type: Entity CharitableName of OBA: Festa Italiana HawaiiAddress: Kailua, Hawaii, 96734Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 06/30/2019Number of Hours: 20, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Organization of an Italian street festival to highlighting the culinary traditions. With funds raised will provide scholarship for kids to be able to study/travel to italy. Event organization and logistics. Fundraising and marketing. I*3322274, Entity Type: Entity Charitable, Name of OBA: Ferrari Club of Hawaii, Address: San Mateo , California, 94403, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 01/09/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: President of the Hawaii chapter, Sharing the legacy and values of E F
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-18 |
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