Lauren Griggs

Schwab Wealth Advisory, Inc.

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Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-09-15

MN RA
APPROVED

Since 2025-09-15

Branch Locations

3601 Minnesota Drive Suite 430, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services Inc	Golden Valley	MN	11/2015	12/2016
Ameriprise Financial Services, Inc.	Edina	MN	12/2016	01/2017
U.S. Bancorp Investments, Inc.	Minneapolis	MN	01/2017	03/2024
U.S. Bank	Minneapolis	MN	01/2017	03/2024
U.S. Bancorp Investments, Inc.	Minneapolis	MN	04/2024	08/2025
U.S. Bancorp Advisors, Llc	Minneapolis	MN	08/2024	08/2025
Schwab Wealth Advisory Inc	Edina	MN	09/2025	Present
Charles Schwab & Co., Inc.	Edina	MN	09/2025	Present

11/2015 → 12/2016

Woodbury Financial Services Inc

Golden Valley, MN
12/2016 → 01/2017

Ameriprise Financial Services, Inc.

Edina, MN
01/2017 → 03/2024

U.S. Bancorp Investments, Inc.

Minneapolis, MN
01/2017 → 03/2024

U.S. Bank

Minneapolis, MN
04/2024 → 08/2025

U.S. Bancorp Investments, Inc.

Minneapolis, MN
08/2024 → 08/2025

U.S. Bancorp Advisors, Llc

Minneapolis, MN
09/2025 → Present

Schwab Wealth Advisory Inc

Edina, MN
09/2025 → Present

Charles Schwab & Co., Inc.

Edina, MN

Previous Registrations

2024-08-16 → 2025-08-29

U.S. Bancorp Advisors, Llc

Glendale, CA

Minneapolis, MN
2024-06-05 → 2025-08-29

U.S. Bancorp Investments, Inc.

Minneapolis, MN

Chaska, MN
2016-12-19 → 2017-03-16

Ameriprise Financial Services, Llc

Edina, MN
2015-11-17 → 2016-12-21

Woodbury Financial Services, Inc.

Golden Valley, MN
2014-01-24 → 2015-11-23

Vantage Point Wealth Management

Plymouth, MN
2013-12-20 → 2015-10-28

Lpl Financial Llc

Roseville, MN

Edina, MN

Plymouth, MN
2011-09-26 → 2012-07-03

Investors Financial Group

Minneapolis, MN

Plymouth, MN
2009-08-31 → 2011-08-23

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-04
S63	Uniform Securities Agent State Law Examination	2009-08-11

S66 Uniform Combined State Law Examination

2024-06-04
S63 Uniform Securities Agent State Law Examination

2009-08-11

Designations

Other Names

Laura Klein
Lauren Elizabeth Klein
Lauren Elizabeth Griggs

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

THOMAS LEO ADVISORY, LLC

STAIRWAY PARTNERS, LLC

MSM FINANCIAL, LLC

U.S. BANCORP ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

O'BRIEN-STALEY PARTNERS

Other Investors

ANDREW JAMES TUFFORD

STEPHANIE MEALMAN STUART

CHARLES ROBERT COOPER

LEO CHRISTOPHER ARMS

JOSEPH ROBERT DOLAN

AARON CHRISTOPHER BALSAM

MATTHEW SCOTT MOHNING

Other Offices

LPL FINANCIAL LLC · EDINA, MN

THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN

STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN

MSM FINANCIAL, LLC · MINNEAPOLIS, MN

STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN

EDWARD JONES · MINNEAPOLIS, MN

U.S. BANCORP ADVISORS, LLC · Edina, MN

CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

More in Edina, MN

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