Samuel Sean Halverson

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-03-24

MN RA
APPROVED

Since 2014-03-24

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	07/2013	Present

07/2013 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Other Businesses

NAME OF ENTITY: Sam Halverson (myself) ADDRESS: 20462 Gadwell Ln, Rogers MN 55374 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner/Active START DATE: 03/01/2021 DUTIES: I will post the property on a website to rent. I will find occupants to rent the property and make any necessary property upgrades to make it rentable. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-24

S66 Uniform Combined State Law Examination

2014-03-24

Designations

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews