Steven T Barber

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-10-12
TX	RA	APPROVED	2023-10-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Willaimsville	NY	03/2011	01/2018
Bank Of America Na	Williamsville	NY	06/2011	01/2018
Janney Montgomery Scott Llc	Williamsville	NY	01/2018	10/2023
Lpl Financial Llc	Amherst	NY	10/2023	Present

03/2011 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Willaimsville, NY
06/2011 → 01/2018

Bank Of America Na

Williamsville, NY
01/2018 → 10/2023

Janney Montgomery Scott Llc

Williamsville, NY
10/2023 → Present

Lpl Financial Llc

Amherst, NY

2018-01-19 → 2023-11-01

Janney Montgomery Scott Llc

Amherst (Williamsville), NY
2011-03-02 → 2018-01-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsville, NY
2010-01-19 → 2011-03-16

Equitable Advisors, Llc

Williamsville, NY

1) 10/12/2023 - LLC - Real Estate Rental- co-owner- Inv. Related- Home Based - start date 5/22/2020 - 1hrs/mth

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-08-31
S63	Uniform Securities Agent State Law Examination	2009-08-21

Other Firms